![]() ![]() ![]() Headline: SEC Charges Twice-Convicted Fraudster Eliyahu Weinstein and Five Others with $38 Million Ponzi-Like Scheme to Defraud Investors Headline: SEC Charges Digital World SPAC for Material Misrepresentations to Investors Headline: SEC, NASAA, and Wisconsin DFI to Host Investor Roundtable in Madison, Wisconsin on July 25 Cassidy Interim Acting Co-Directors of the Division of Examinations ![]() Headline: SEC Names Natasha Vij Greiner and Keith E. Lewis and Associates with Insider Trading Headline: SEC Adopts Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies Headline: SEC Proposes New Requirements to Address Risks to Investors From Conflicts of Interest Associated With the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers Headline: SEC Proposes Reforms Relating to Investment Advisers Operating Exclusively Through the Internet Headline: SEC Charges Florida Resident with Operating $35 Million Ponzi Scheme that Targeted Church Members Headline: SEC Charges Hex Founder Richard Heart with Misappropriating Millions of Dollars of Investor Funds from Unregistered Crypto Asset Securities Offerings that Raised more than $1 Billion Headline: SEC Charges New Jersey-Based ETF Manager for Fraudulent Conduct and Bars Founder Headline: SEC Charges Florida Investment Adviser a Second Time for Insider Trading Headline: SEC Obtains Emergency Relief to Halt Utah-Based Company’s Crypto Asset Fraud Scheme Involving 18 Defendants Headline: SEC Awards More Than $104 Million to Seven Whistleblowers Headline: Fund Administrator Charged For Missing Red Flags ![]()
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